BASIC SCIENCE FOR THE CLINICIAN
THE ROLE OF INFECTION IN AUTOIMMUNE
DISEASES
Adriana
H. Tremoulet, MD
Department
of Pediatric Infectious Diseases, Children’s Hospital,
and
Salvatore
Albani, MD, PhD
Departments
of Medicine and Pediatrics, Division of Rheumatology,
IACOPO
Institute for Translational Medicine,
Running
title: Infection in Autoimmune Diseases
Key
Words: tolerance, T regulatory cells, heat shock protein
Address
for correspondence:
Adriana
Tremoulet, MD
Department
of Pediatrics
Tel:
858-822-1002
Email:
atremoul@ucsd.edu
Abbreviations:
major histocompatibility complex (MHC), juvenile idiopathic arthritis (JIA), T
regulatory (Treg), human leukocyte antigen (HLA), cytotoxic
T-lymphocyte-associated antigen 4 (CTLA-4), heat shock protein (hsp), tumor
necrosis factor alpha (TNFα), interleukin (IL)
Abstract
In
order for the normal immune system to protect against foreign pathogens, it
must be able to distinguish self from nonself. This is accomplished by a
process of microbial pattern recognition in the innate immune system and by
central and peripheral tolerance in the adaptive immune system. However,
despite these mechanisms of tolerance, self-reactive T cells still exist and
can cause autoimmune diseases via a number of mechanisms, including molecular
mimicry, epitope spreading, and bystander activation. In this article we aim to
explore the scientific data supporting these concepts of pathogenesis and how
they can be applied to future therapies, such as epitope-specific immunotherapy
which aims to induce tolerance with cross-reactive heat shock proteins conserved
in both microbes and humans. Ultimately, the goal is to improve knowledge and
understanding of the role of infectious pathogens in molecular mechanisms and
genetic predispositions involved in autoimmune disease pathogenesis, so that
more focused therapies can be developed.
Physiological
Inflammation
The immune system exists to protect the host against
foreign invaders. The normal host immune response, consisting of the innate and
adaptive immune systems, elicits a powerful inflammatory response which is
necessary to help control the spread of foreign pathogens. However, if left
unchecked, this inflammatory response can lead to tissue destruction. The
innate immune system, consisting of endothelial cells, phagocytes, natural
killer cells, and antigen presenting cells such as macrophages and dendritic
cells, responds to foreign invaders with an early inflammatory response by
recognizing conserved regions on microbes. Despite its prompt response, innate
immunity does not provide lasting memory.
In contrast, the adaptive immune system, consisting
of T and B cells that are stimulated by cytokines and antigen presenting cells
from the innate immune system, produces a targeted cell-mediated immune
response with memory that can facilitate clearance of the same microbial
invader in the future [[1]].
In order for the immune system to protect against foreign invaders, it must be
able to distinguish self from nonself. This is the challenge that both the
innate and adaptive immune systems face on a daily basis.
Self versus
Nonself: The Innate Response
The first line of defense against a foreign antigen
is the innate immune system. While this arm of the immune system cannot produce
immunological memory, it does begin the inflammatory process that works towards
eradication of the pathogen, in addition to activating the adaptive immune
response. For example, macrophages have a mannose receptor that recognizes a
sugar residue commonly found on microbes and not on host cells, which when
bound can lead to phagocytosis of the microbe [[2]].
In addition, cells such as endothelial cells, macrophages, dendritic cells, and
neutrophils contain transmembrane evolutionarily-conserved proteins known as
Toll-like receptors that recognize microbial conserved molecular structures [[3],[4]].
These Toll-like receptors activate a transcription factor known as NF-κB,
which subsequently leads to production of cytokines and co-stimulatory
molecules on antigen presenting cells needed to initiate an adaptive immune
response [[5]].
Self versus
Nonself: Central and Peripheral T Cell Tolerance
Just as with the innate immune system, it is crucial
to the host that cells in the adaptive immune response be able to differentiate
self from nonself. For T cells, this is initially achieved at the thymic level
by positive selection for those cells that weakly recognize self antigens bound
to a major histocompatibility complex (MHC) on an antigen presenting cell [[6]].
In addition, T cells whose receptors bind too strongly to self antigens undergo
cell death, a process known as negative selection [[7]].
These two forms of central selection strive to create a T cell repertoire that
can respond to peptides bound to self MHC molecules while removing T cells that
would lead to an autoimmune response.
But how does a T cell that will respond
to a foreign antigen become positively selected in the thymus if only self
antigens exist during thymic selection? One theory is that the host’s carefully
selected T cells are crossreactive, recognizing both microbial and self
epitopes, a mechanism known as molecular mimicry [[8],[9]].
A molecular basis for this crossreactivity is supported by the crystallography
data showing large conformational changes in the T cell receptor upon antigen
binding, therefore providing structural evidence that different peptides can
bind to the same T cell receptor [[10]].
Recently it was shown in a non-transgenic mouse model
that physiological positive selection can generate an oligoclonal population of
T cells that recognize both self peptides and a bacterial homologue [[11]].
Such evidence supporting both the structural and physiological feasibility of
molecular mimicry may explain how self antigens, the only antigens available
during thymic development, are crucial in developing a normal T cell repertoire
that can later respond to infectious agents.
Tolerance is not just an event that occurs in the
neonatal period but one that must continue throughout life as we are faced
daily with foreign antigens and the immune system must decide as to how strongly
to respond to these antigens. Although negative selection in the thymus plays a
major role in self tolerance, studies have shown that healthy individuals have
self-reactive T cells in the periphery which have the potential for activation
leading to autoimmune disease [[12]].
To decrease the probability of self-reactive T cells even further, tolerance
occurs in the periphery via ignorance, deletion, or anergy.
In the case of ignorance, self antigens may be in
such low doses that they do not trigger a T cell response or they may be
sequestered and, therefore, are inaccessible to T cells [[13],[14]].
Deletion, also known as activation-induced cell death, occurs when the Fas
protein, involved in the regulation of apoptosis, binds to its ligand on the
surface of chronically stimulated T cells [[15]].
In one experiment, disruption of the signal cascade from the Fas-Fas ligand in
a murine model led to defective activation-induced cell death, and
consequently, autoimmune arthritis [[16]].
A third mechanism of peripheral T cell tolerance is encounter of a self-antigen
leading to anergy. Originally thought to occur via lack of costimulation, it is
now known that anergy requires in vivo
ligation of the cytotoxic T-lymphocyte-associated antigen 4 (CTLA-4), which
inhibits activated T cells [[17]].
Peripheral tolerance can also be controlled by a
distinct subset of T cells called regulatory T cells (Treg). Thymus-derived
Treg cells which express both CD4 and CD25 surface markers were
first shown to be important in peripheral tolerance when it was noted that
inoculation of CD25+ T cells could prevent the development of
autoimmune diseases seen in thymectomized neonatal mice [[18]].
One recent study showed a higher frequency of Treg cells in the synovial fluid
of patients with a remitting form of oligoarticular JIA than in patients with
extended oligoarticular JIA, which has a less favorable prognosis [[19]].
Another study has further identified that the functional T regulatory cells are
more specifically CD4+CD25bright cells, and can be found
in the synovium of patient with rheumatoid arthritis [[20]].
These data appear to support the role of Treg cells in regulating
inflammation, and consequently the severity of disease, in the target organ.
Mechanisms
Despite these methods of central and peripheral
tolerance, self-reactive T cells which can be triggered to cause autoimmune
diseases still exist. The mechanisms that have been found to show a link
between infectious pathogens and autoimmune diseases include molecular mimicry,
epitope spreading and bystander activation (Table 1).
Molecular
mimicry
Molecular mimicry is the concept that T
cells are activated that can recognize both microbial and self epitopes and an
excessive inflammatory process occurs. One of the most studied autoimmune
diseases occurring via molecular mimicry is the heart disease noted in
rheumatic fever. Both animal and human studies have shown that exposure to the
dominant epitope of group A streptococcal polysaccharide, N-acetyl-glucosamine,
leads to cross-reactive T cells and antibodies to cardiac myosin [[21],[22],[23],[24],[25]].
Further data supporting molecular mimicry is seen in the development of herpes
stromal keratitis after herpes simplex virus-type 1 infection. In this
condition, T cell clones respond to both a corneal self antigen and a peptide
derived from herpes simplex virus-type 1 [[26]].
Mutant herpes simplex virus-type 1 that lacks this epitope did not induce
keratitis [[27]].
Type 1 diabetes, an autoimmune disease that results from the destruction of
pancreatic islet β cells, has been associated with rotavirus and
cytomegalovirus. These viruses share sequence homology to the autoantibody
glutamic acid decarboxylase found commonly in type 1 diabetics [[28],[29]].
Another example of homology between a microbial
peptide and self antigen is in inflammatory heart disease where the outer
membrane of Chlamydia is homologous
to the murine heart muscle myosin heavy chain. Immunization of a murine model
with this homolog or infection with Chlamydia
trachomatis via the respiratory tract led to a similar frequency of
inflammatory heart disease as immunization with the myosin peptide [[30]].
Also in susceptible mouse strains expressing a particular MHC Class II
molecule, immunization with myelin basic protein peptide can induce
experimental autoimmune encephalomyelitis [[31]].
Supporting the role of molecular mimicry in this model is the fact that the
herpes virus Saimiri peptide, which
has limited homology to myelin basic protein, stimulates the myelin basic
protein-specific T cell hybridomas and causes experimental autoimmune
encephalomyelitis in mice [[32]].
As for the role of molecular mimicry in
rheumatologic disorders, rheumatoid arthritis has shared epitopes between the
human leukocyte antigen (HLA) -DRB1 chain found in 90% of patients and the dnaJ
class of heat shock proteins in Escheria
coli. While patients with early rheumatoid arthritis had proliferation of T
cells with dnaJ peptide in vitro
stimulation, normal subjects with the same HLA-DR type, identical twins without
disease, and those with other autoimmune diseases did not [[33]].
In oligoarticular juvenile idiopathic arthritis (JIA), T cell cytotoxic
responses and production of proinflammatory cytokines, such as interferon
gamma, were elicited in vitro in
response to stimulation with Epstein-Barr virus proteins homologus to 9-mer
peptides derived from HLA Class II molecules associated with oligoarticular JIA
[[34]].
With regard to juvenile dermatomyositis,
patients noted to relapse after a Streptococcus
pyogenes pharyngitis led to the hypothesis that recognition of
streptococcal proteins might trigger an autoimmune response to a muscle antigen
[[35]].
Further supporting the role of molecular mimicry in juvenile dermatomyositis,
self epitopes in the human skeletal myosin heavy chain were found to be
homologous to peptides in the Streptococcus
pyogenes M5 protein [[36]].
In vitro studies with the human
skeletal myosin heavy chain and its M5 peptide homologues showed more elevated
cytotoxic T cell responses to the M5 peptide in children with active juvenile
dermatomyositis than in patients in remission, children with JIA, patients with
post-streptococcal disease (such as glomerulonephritis, rheumatic fever, and
reactive arthritis) or healthy controls [[37],[38]].
In these same patients, production of tumor necrosis factor-alpha (TNF-a)
was elevated in the peripheral blood mononuclear cells of patients with active
juvenile dermatomyositis exposed to the M5 peptide compared to controls.
Finally, this same study showed an overlap in the T cell receptor Vb regions
recognizing the human skeletal myosin heavy chain peptide and the M5 peptide,
further supporting the role of molecular mimicry in the pathogenesis of
juvenile dermatomyositis.
Epitope
spreading
Besides molecular mimicry, two other theories are
commonly used to explain how infectious agents can lead to autoimmune diseases.
The first of these two, known as epitope spreading, focuses on
microbially-induced T cell-mediated tissue damage that leads to release of self
antigens from a sequestered site [[39]].
These self peptides are then presented to T cells by local antigen presenting
cells, spreading the immune response to self antigens. One such example is
Theiler’s murine encephalomyelitis virus which induces a T cell-mediated
demyelinating disease in mice that clinically resembles chronic, progressive
multiple sclerosis [[40]].
Kinetic and functional studies showed that T cell responses to myelin occurred
because of new priming of self-reactive T cells to sequested autoantigens from
demyelination, rather than cross-reactivity, as occurs with molecular mimicry [[41]].
Bystander
activation
Another alternative theory to molecular
mimicry focuses on the effects of the microbially-induced inflammatory cascade
rather than an antigen-specific response. This concept, known as bystander
activation, is the nonspecific activation of self-reactive T cells stimulated
by cytokines [[42],[43]].
Coxsackie B4 virus has been associated with the development of type 1 diabetes
and shared sequence similarities with the islet autoantigen glutamic acid
decarboxylase found in these patients. However, rather than finding viral
acceleration of diabetes as would be expected in molecular mimicry, mice with a
transgenic T cell receptor specific for a different islet autoantigen developed
diabetes, reflecting T cell receptor-independent bystander activation [[44]].
While molecular mimicry, epitope spreading
and bystander activation support the role of pathogens in autoimmune disorders,
it is unclear why of the many individuals exposed to these common pathogens,
only a relatively small percentage develop autoimmune diseases. In fact, though
healthy humans are exposed to killed or live microbes via vaccines, no
conclusive data exists linking vaccinations with autoimmune diseases [45].
Therefore, though a pathogen may be part of the initial trigger, it is likely
that genetic predisposition and environmental exposures are also strongly
involved.
Genetics
and Environmental Factors in Autoimmunity
Diabetes
Among all genetic components, human leukocyte antigen
(HLA) class II genotype has been the most closely associated genetic factor
linked to autoimmune diseases. In type 1 diabetes, allelic variations of three
adjacent class II genes, HLA-DRB1, -DQA1,
and –DQB1, have been linked to an
increased risk of developing disease [[45],[46]].
Furthermore, differences in worldwide patterns of incidence of type 1 diabetes
can be partially explained by genetic allelic differences between different
ethnic groups [[47]].
In a country such as Finland which has the world’s highest incidence of type 1
diabetes, the progression to diabetes in monozygotic twins was 50% within 7
years if the index twin was diagnosed at 10 years of age or younger [[48]].
In a study comparing North American monozygotic twins, the long-term risk of
developing type 1 diabetes if the co-twin developed disease before 15 years of
age was 44% [[49]].
The fact that disease penetrance was not 100% in these twins suggests that
while genetic factors may play a substantial role in type 1 diabetes,
nongenetic factors such as environment and the host’s immune response also
influence the expression of autoimmune disease.
Environmental factors that have been implicated in
the development of type 1 diabetes include coxsackie virus, where polymerase
chain reaction analysis of sera from diabetic children showed that 43% were
positive for coxsackie B virus, compared to 4% of controls [[50],[51]].
A similar correlation has been found between cytomegalovirus and type 1
diabetes, where 20% of patients had cytomegalovirus genomic DNA in their
lymphocytes, compared to only 2% of controls [[52]].
In a murine model, infection with cytomegalovirus has also been shown to
accelerate the onset of diabetes [[53]].
Besides viruses, chemicals such as alloxan and streptozotocin have been shown,
at least in experimental animal models, to induce diabetes via cytotoxic action
against pancreatic β cells mediated by reactive oxygen species [[54],[55]].
Rheumatic
diseases
In rheumatologic disorders, genetic and
environmental associations have also been found to be important in the
development of autoimmune disorders. In JIA, certain HLA class II alleles,
namely HLA-A2 (isn’t this a class I allele ??), HLA-DRB1*08, HLA-DRB1*11, and
HLA-DPB1*02, are independently associated with increased risk of developing
disease [[56],[57]].
Furthermore, when stimulated with Epstein-Barr virus-derived peptides
homologous to self HLA epitopes, peripheral blood mononuclear cells from JIA
patients with these above HLA alleles showed increased cytotoxic ability
compared to those of control patients [[58]].
In contrast, data from Kuwaiti children with JIA showed an association with
HLA-DRB1*0307 and HLA-DRB1*0308, indicating that HLA allelic associations may
differ between ethnic groups [[59]].
Rheumatoid arthritis appears to be associated with
HLA-DRB1 alleles which contain the QKRAA amino acid sequence [[60],[61]].
In fact, humoral and cellular immune responses are triggered in early
rheumatoid arthritis patients with these HLA-alleles when stimulated with
microbial antigens that share this QKRAA sequence, such as the dnaJ class of
heat shock proteins from Escherichia coli,
Brucella ovis, Lactobacillus lactis, and
Epstein-Barr virus [[62],[63]]. While the HLA-DRB1 alleles and the frequency
of these shared epitopes may vary between different ethnic groups, genotype
does not necessarily correlate to disease severity, reflecting that factors
besides genetics influence disease severity in rheumatoid arthritis [[64]].
In addition, data from monozygotic twins shows a concordance rate between 12
and 20% suggesting that environmental factors have substantial involvement in
the development of rheumatoid arthritis [[65]].
The most consistently reported occupational exposure associated with rheumatoid
arthritis is silica [[66]].
In addition, mineral oil, which acts as an adjuvant and induces arthritis in
mice, has been suggested as a risk factor, although no human data exists [[67]].
Therefore, it appears that while there may be genetic
predispositions to autoimmune diseases, disease incidence and severity is also
shaped by the host’s immune response and environmental factors. A better understanding
of response to cross-reactive self-epitopes and genetic factors, as well as
their links to disease severity, will help target therapies in the future.
Targeted
Therapy in Autoimmune Diseases
Current therapy for many autoimmune diseases is
non-specifically aimed at decreasing the inflammatory cascade. This approach
can lead to deleterious side effects, including osteoporosis, infection, and
immunodeficiencies. Therapy directed at a specific part of the inflammatory
cascade, such as anti-TNFα antibody, has shown promise by restoring the
capacity of regulatory T cells to inhibit cytokine production, although CD4+CD25bright
cells that are most closely identified with regulation did not demonstrate this
inhibition [[68]]
(Table 2). However, even such targeted therapy has
shown that TNFα is critical for protective immunity against infectious
agents, and that anti-TNFα therapy can lead to higher incidence of Mycobacterium tuberculosis infection [[69],[70]].
A better form of therapy would be one that aims to control the immune response
more specifically, enhancing the mechanisms of central and peripheral T cell
tolerance that naturally exist to prevent autoimmunity. One such example would
be epitope-specific immunotherapy
that aims to create tolerance to self-epitopes involved in a specific
autoimmune disease.
In terms of how to best induce tolerance,
previous work has demonstrated that oral consumption of a potent nonself
antigen by humans can lead to systemic T cell tolerance, reducing T cell
proliferation compared to controls when challenged with the same antigen by
subcutaneous immunization [[71]].
As occurs naturally, experimental animal models have shown that higher doses of
antigen favor anergy or deletion [[72]].
Conversely, it is thought that low doses of orally or mucosally administered
antigens induce production of regulatory T cells from the gut-associated
lymphoid tissue, which then migrate to the systemic immune system [[73]].
In fact, recent data in mice demonstrate that colonic CD4+CD25+
T cells are necessary in order to prevent an inflammatory response to enteric
antigens [[74]].
Furthermore, animal experiments have shown that oral administration of a
self-antigen leads to suppression of an autoimmune disease, as is seen in
depletion of peripheral antigen-specific T cells in mice after oral
administration of myelin basic protein, protecting the mice from experimental
autoimmune encephalomyelitis [[75]].
The ideal antigen for epitope-specific therapy would
be one that has strong antigenic potential, induces regulatory cytokines, is
available at the site of inflammation, and is conserved across species so as to
treat diseases involving molecular mimicry. One class of proteins that appears
to fill these criteria are heat shock proteins (hsp), which are evolutionarily
conserved proteins present in prokaryotic and eukaryotic cellular organisms
that are upregulated by stress [[76]].
Hsps,
denoted by their weight in kilodaltons such as hsp60 or hsp70, have
immunomodulatory properties both at the innate and adaptive immune response
levels. In innate defense, human hsp60 has been shown to stimulate mouse
macrophages to release the proinflammatory cytokine TNFα, which serves as
a danger signal [[77]].
Further studies have shown that the proinflammatory response from several hsps
are mediated through the innate immune Toll-like receptors, specifically TLR2
for chlamydial hsp60, and TLR2 and TLR4 for human hsp70 [[78],[79]].
Despite this proinflammatory pathway
activation in innate immunity, experimental autoimmune models have shown
repeatedly that immunization with hsp antigens leads to resistance rather than
autoimmune disease, as would be expected. For example, in rat adjuvant
arthritis, immunization with self hsp60 or hsp65 was found to be protective
against development of autoimmune arthritis [[80],[81]].
Nasal administration of mycobacterial hsp65 and hsp70 peptides homologous to
rat hsp sequences induced cross-reactive T cells that produced the inhibitory
cytokine interleukin-10 (IL-10) [[82],[83]].
These data are, therefore, consistent with a regulatory T cell activation by
the adaptive immune response after hsp stimulation.
In children with remitting oligoarticular
JIA where a higher frequency of CD4+CD25+ cells were
found in the synovial fluid, significant
in vitro T cell responses to human
hsp60 in peripheral blood mononuclear cells and synovial fluid correlated with
earlier disease remission [[84],[85],[86]].
Similarly, mycobacterial hsp70 has been shown to induce IL-10-secreting
synovial cells of arthritic patients with subsequent decrease in the
proinflammatory cytokine TNFα [[87]].
These data imply that immune modulation with hsps may be an effective method of
treatment in JIA or rheumatoid arthritis.
In theory, one should be able to induce
tolerance to proinflammatory epitopes or shift the immune system to produce
regulatory T cells to self epitopes via bystander activation. This could be
accomplished by presenting conserved, cross-reactive peptides via the mucosal
route. Application of such a theory led to considering dnaJp1, an Escherichia coli hsp-derived peptide
that includes the QKRAA sequence known to be cross-reactive in rheumatoid
arthritis, as a possible epitope-specific immunotherapy for rheumatoid
arthritis. A phase I/IIa trial showed this treatment to be safe, in addition to
oral therapy with dnaJp1 reducing the IL-2, TNFα, interferon gamma
proinflammatory-producing cells and replacing them with IL-10 and IL-4
anti-inflammatory-producing cells [[88]].
Further data revealed that the total number of dnaJp1-specific T cells did not
change, whereas the expression of CD4+CD25+ cells
increased [[89]].
This data suggests that epitope-specific immunotherapy does not change the
number of peptide-specific T cells by clonal deletion, but rather transforms
their function into a regulatory phenotype. A similar outcome has been reported
with in vitro incubation of
oligoarticular JIA patients’ T cells with human hsp dnaJ epitopes [[90]].
Another form of autoimmune therapy is
geared towards interfering with the costimulatory pathway that is critical for
activation of proinflammatory T cells. Most promising has been CTLA-4, which
inhibits activated T cells by blocking the costimulatory molecule B7 on antigen
presenting cells from binding to its T cell receptor. A murine model
demonstrated that intraarticular injection of an adenovirus vector containing a
gene that encoded for CTLA-4 immunoglobulin inhibited the development of
collagen-induced arthritis [[91]].
The initial study in patients with rheumatoid arthritis showed that intravenous
infusion of CTLA-4 immunoglobulin was well tolerated and that there was a trend
towards clinical improvement [[92],[93]]
As these newer forms of therapy demonstrate,
the goal in the treatment of autoimmune diseases is to use the knowledge of
genetic and cellular inflammatory mechanisms to create targeted therapy that
does not disrupt the protective effects of the immune system.
Summary
·
Via mechanisms of
pattern recognition and tolerance, the innate and adaptive immune systems
strive to differentiate self from non-self.
·
Peripheral
tolerance is influenced by the presence of regulatory T cells that produce the
anti-inflammatory cytokine, IL-10.
·
Mechanisms that
show a link between infectious pathogens and autoimmune diseases include
molecular mimicry, epitope spreading, and bystander activation.
·
Environmental
and genetic factors, most notably HLA class II genotype, affect autoimmune
disease predisposition.
·
Newer mechanisms
of autoimmune disease therapy include anti-TNFα antibody, epitope-specific
immunotherapy, and CTLA-4.
·
Epitope-specific
immunotherapy with heat shock proteins demonstrates regulatory T cell
activation by the adaptive immune system.
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