BASIC
SCIENCE FOR THE CLINICIAN
New Developments In the Immunobiology of HLA-B27:
Implications For Spondyloarthropathy Pathogenesis
Robert A. Colbert, MD, PhD
William S. Rowe Division of Rheumatology
Cincinnati Children’s
University of
Running
Title: HLA-B27 and
Spondyloarthropathies
Key
Words: HLA-B27,
spondyloarthropathy, protein misfolding, unfolded protein response, arthritogenic
peptides, dimers, leukocyte receptors
Address for correspondence:
Division of Rheumatology, ML4010
Cincinnati Children’s Hospital Research Foundation
3333 Burnet Avenue
Cincinnati, OH 45229-3039
Email: bob.colbert@chmc.org
Voice: 513.636.4934
Fax: 513.636.3328
Nonstandard
abbreviations:
HLA, human leukocyte antigen; B27, HLA-B27; MHC, major
histocompatibility complex; B2m, B2-microglobulin; ER, endoplasmic reticulum; ERAD,
ER-associated degradation; UPR, unfolded protein response; TAP, transporter
associated with antigen presentation; SpA, spondyloarthropathy; AS, ankylosing
spondylitis; ReA, reactive arthritis; LILR, leukocyte immunoglobulin-like
receptor.
Abstract
Since the
discovery of the striking relationship between HLA-B27 and susceptibility to
ankylosing spondylitis numerous models have been proposed to explain the role
of this molecule in disease pathogenesis. The initial focus was on conventional
HLA-B27 complexes expressed on the cell surface as targets of a cross-reactive
immune response by antibodies and/or CD8+ T cells. Experimental
support for these hypotheses from translational studies has been limited, while
data from animal models are largely inconsistent with these mechanisms. Recent
observations indicate that folding of the HLA-B27 heavy chain and the formation
of complexes containing B2-microglobulin and peptide display several exceptions to the
rules established for most HLA class I molecules, which has led to new ideas
about immunopathogenesis. The purpose of this review is to communicate these
concepts. Ultimately, a better understanding of pathogenesis is likely to
improve treatment strategies and provide greater and more sustained clinical
responses.
Introduction
This year
marks the 30th anniversary of the remarkable discovery of the
association between HLA-B27 and ankylosing spondylitis (AS) (1, 2). An
illuminating personal account of this work written by Brewerton was recently
published, and is well worth reading (3). This association has been extended to
other forms of spondyloarthropathy (SpA) and replicated in numerous populations
around the world. Genetic linkage between AS and the major histocompatibility
complex (MHC) has been established (4), and spondyloarthropathy-like disease
has been produced in HLA-B27 transgenic animals (5, 6). These and other
observations support the idea that B27 plays a direct role in pathogenesis but
only in the presence of other susceptibility alleles (7). Despite the detailed
understanding of HLA-B27 structure and function that has emerged over the last
15 years, its role in pathogenesis remains a puzzle.
HLA
Class I Structure and Function
HLA class I
complexes consist of a heavy chain (HC) non-covalently bound to B2-microglobulin
(B2m) with a short peptide partially embedded within the folded
HC. The peptides are derived from self-proteins or intracellular pathogens
following intra-cytoplasmic protein degradation. These complexes are displayed
on the cell surface where they can be recognized by CD8+ T cells and
either tolerated, or when a pathogen-derived peptide is presented, target the
cell for lysis. The HC is encoded within the MHC where there is extensive
sequence variability, with over 700 HLA-A, B, and C alleles identified to date
(8). Several human and mouse class I complexes
have been crystallized revealing overall structural similarity (9, 10) despite
considerable polymorphisms that result in peptide binding and T cell receptor
recognition differences. This extensive molecular diversity is exploited by the
immune system to enable recognition of pathogen-derived peptides presented on
infected cells.
HLA
Class I Assembly
Many gene
products require the assistance of other proteins and enzymes known as
chaperones to fold and achieve their correct conformation, which is critical
for proper function. For example, newly synthesized class I HCs initially fold
and acquire a conformation that allows them to bind b2m and eventually their
peptide cargo to be displayed on the cell surface. This assembly process occurs
within the endoplasmic reticulum (ER) with subsequent transit through the
Golgi, and is facilitated by the chaperones calnexin and calreticulin (11, 12).
A class I-specific chaperone, tapasin, also participates in the assembly
process by connecting HC·b2m
heterodimers with the transporter associated with antigen processing (TAP)
complex (13). This occurs during later stages of assembly where peptides are
loaded into the peptide-binding groove and/or pre-existing peptides are optimized
for high affinity binding (14). While sequence differences between HLA class I
alleles have striking affects on immune recognition, a number of studies have
also shown that they influence aspects of the assembly process (15, 16)
including peptide loading efficiency, tapasin interaction, and interestingly,
the early stages of HC folding.
HLA-B27
Misfolding
We
discovered an unusual characteristic of HLA-B27 where newly synthesized HCs
folded slowly and were retained for prolonged periods in the ER in comparison
to other alleles (17). A small proportion of HCs was destroyed via the
ER-associated degradation pathway (ERAD), in contrast to internalization from
the cell surface and degradation via endosomal/lysosomal pathways. ERAD is
responsible for the disposal of misfolded and/or improperly assembled proteins,
and is part of a quality control process that helps ensure that only properly
folded and functional proteins exit the ER (18). Further investigation of the
fate of newly synthesized B27 HCs revealed an even larger proportion of high
molecular weight disulfide-linked complexes consisting primarily of HC-HC
homodimers (19) and also HC associated with BiP (20), an ER chaperone that
helps prevent misfolded proteins from aggregating (21). Importantly, BiP is
also a key sensor that cells use to detect protein misfolding (see below) (22).
Abnormal folding of B27 is related to some of the same amino acid residues that
distinguish it from other alleles and influence peptide binding specificity,
particularly Glu45 and Cys67 (17, 19). It appears that
when the HC folds slowly the unpaired and reactive Cys67 is exposed
to the oxidizing ER environment, and thus is susceptible to forming disulfide
links with other proteins containing free cysteines. For reasons that are not
entirely clear, the Glu45 is particularly important for slow folding
(19). The presence of both Glu45 and a Cys67 is extremely
uncommon among class I alleles (8), consistent with our observations so far
suggesting that misfolding is uncommon, if not unique to the HLA-B27 family of
alleles.
Expression
of Aberrant Forms of HLA-B27 on the Cell Surface
In addition
to the misfolded complexes that form in the ER, aberrant forms of B27 are found
on the cell surface, and include HC-HC homodimers (19, 23). These appear to
form during endosomal recycling of class I (23), and similar forms can be
produced in vitro by refolding HC in
the absence of B2m
(24). Cell surface dimers are much more prevalent when B27 is expressed in the
absence of tapasin (19, 23), but they are also found in normal cells. In
addition to dimers, there are other non-conventional forms of HLA-B27.
Monomeric B27 HCs containing peptides but lacking B2m,
have been found on the cell surface constituting ~10% of the entire B27 pool
(25, 26). Initially these species were said to contain exceptionally long
peptides (25), but this was not reported in a more recent study (26).
Cell
surface dimerization does not appear to be unique to HLA-B27, as it has been
observed with HLA-B7 (19) and HLA-G (27), as well as certain mouse alleles
(28). Although HC misfolding in the ER and cell surface dimerization both
involve aberrant disulfide bond formation, the two processes appear to be
temporally and spatially distinct (19). Furthermore, HLA-B7 and mouse class I
HCs that form cell surface dimers, do not exhibit ER misfolding and
dimerization unless they are expressed in the absence of B2m
(19, 28), a condition that induces HC misfolding (29). Taken together these
results suggest that ER and cell surface dimerization are distinct processes
with different implications.
Molecular
Mimicry and Arthritogenic Peptides
To explain
the link between gram-negative enteric pathogens and the development of
B27-associated diseases such as reactive arthritis (ReA), hypotheses have
traditionally focused on ‘molecular mimicry’. HLA-B27 or B27-bound peptides
were thought to resemble bacterial peptides, and thus become the target of
cross-reactive antibodies and/or CD8+ T cells (30-36). A
modification of this idea invoked HLA class II molecules presenting peptides
derived from the B27 HC and stimulating CD4+ T cells meant to be
specific for bacterial peptides (37, 38). In the early 1990s Hermann et al. grew CD8+ T cells from
the synovial fluid of patients with ReA and AS that recognized B27 in the
absence of microbial peptides, providing evidence of autoreactivity (39).
Despite these early encouraging results supporting the existence of
‘arthritogenic’ B27-bound peptides, only one subsequent study has identified a
candidate, in this case derived from the vasoactive intestinal peptide receptor
(VIP1R) (sequence RRKWRRWHL) (40). Indeed, the VIP1R peptide was chosen for
study because of homology with an epitope from the Epstein Barr virus (sequence
RRRWRRLTV) that is also presented by HLA-B27. Despite considerable homology
between these epitopes the study showed limited evidence for CTL
cross-reactivity. Ringrose et al.
performed a comprehensive review of the literature, and concluded that there
was insufficient evidence to suggest that SpA are autoimmune on the basis of
cross-reactivity with bacterial sequences (41). Considering the dramatic
expansion of sequence information for microbial and human genes including HLA
alleles, it would be of interest to re-examine the similarity between HLA
alleles and bacterial proteins to determine the relevance of molecular mimicry
to potential B27-mediated disease mechanisms.
The development of animal models has provided an opportunity
to address the question of whether autoreactive CD8+ T cells play a
role in SpA-like disease. Rats, and under certain conditions mice that express
HLA-B27 develop spontaneous arthritis and inflammatory disease (SID) that
resembles B27-associated disease in humans (42-44). This is particularly true
for HLA-B27/human B2m transgenic rats where the spontaneous inflammatory
phenotype includes colitis, arthritis, alopecia and psoriatic skin/nail
changes. In mice, inflammation is limited to joints and nails, and in one model
disease is only seen when endogenous mouse B2m is
absent (43). Interestingly, in the rat and B2m-deficient
mouse models, development of the inflammatory phenotype does not appear to
require CD8+ T cells (43, 45), and thus conventional recognition of
HLA-B27·peptide·B2m
complexes is unlikely to play a role in the pathogenesis of B27-associated
disease. Although these rodent models mimic the human phenotype to varying
degrees and incompletely, the striking overlap and specificity for B27,
particularly with SID in rats (5), argues that the role of B27 is similar.
Although the existence of arthritogenic peptides has not been ruled out, the
paucity of supporting evidence combined with novel observations about the
immunobiology of HLA-B27 has led to the formulation of new hypotheses about
pathogenesis.
Novel
Hypotheses
The
tendency for HLA-B27 HCs to misfold and form aberrant cell surface complexes
has resulted in novel hypotheses to explain its role in the pathogenesis of
SpA. These ideas differ fundamentally in terms of whether immune recognition of
B27 is the triggering event. One idea is that cell surface B27 homodimers are
specifically recognized (46) either by leukocyte receptors on NK or other
immune cells (47), or by T cell receptors on CD4+ T cells (48). The
other concept is that B27 HC misfolding and ER retention may generate ER
stress, which affects the function of antigen presenting cells such as
macrophages and/or dendritic cells, leading to a pro-inflammatory state (49).
It should be noted that it is of course conceivable that more than one
mechanism may actually be involved in pathogenesis.
Immunological
Recognition of Aberrant Forms of HLA-B27
The
discovery of HLA-B27 HC homodimers (19, 23, 24) has led to the suggestion that
such complexes might be recognized by leukocyte receptors, which are known to
interact with conventional class I molecules (50, 51). These fall broadly into
two families; killer immunoglobulin receptors (KIR) and leukocyte
immunoglobulin-like receptors (LILR or LIR) (also known as immunoglobulin like
transcripts (ILT)). These receptors are expressed to varying extents on natural
killer (NK), myelomonocytic (monocytes/macrophages and/or dendritic cells), and
certain T cells, and they can deliver activating or inhibitory signals, and
thus have the capacity to influence the immune response and contribute to
chronic inflammation. Two studies have reported recognition of B27 homodimers
by leukocyte receptors (52, 53). Recognition patterns were very similar between
classical and homodimer forms of B27, with only KIR3DL2 demonstrating
specificity for homodimers (52, 53). It will be important to determine the
extent to which other class I molecules express aberrant cell surface forms,
and whether they are recognized in a similar fashion by leukocyte receptors.
There is
also evidence for non-conventional T cell recognition of aberrant forms of
HLA-B27. CD4+ T cells have been grown from patients with AS which
preferentially recognize B27 expressed on cells with antigen processing defects
(TAP- or tapasin-deficient) (48, 54). The forms of B27 that are recognized have
not been determined, although the possibility that homodimers might be involved
has been raised. Since T cells can express LILR as well as T cell receptors,
recognition might occur via these molecules. Non-conventional CD4+ T
cell recognition of HLA-A2 has also been described (55), and thus it will be
important to determine the specificity of B27 recognition in patients with AS.
Protein
Misfolding, ER Stress, and Inflammatory Disease
Biochemical
evidence indicates that HLA-B27 misfolds results in HC retention (17, 19) and
BiP binding in the ER (20). BiP is a key sensor of ER stress, and its
sequestration by misfolded proteins appears to be involved in activating the
‘unfolded protein response’ (UPR) (56). The UPR is an evolutionarily conserved
mechanism that allows the cell to increase its capacity to fold and secrete
proteins when threatened by diverse stimuli such as protein misfolding, or
alterations in redox status, glucose and amino acid availability, and calcium
handling (22). The UPR also serves a physiological role in differentiating B
cells by signaling ER expansion, which is critical during their development
into the antibody-secreting factories known as plasma cells (57). When a UPR
does not resolve ER stress, the end result can be cell death by apoptosis. ER
stress can also generate an ‘ER overload’ response which has been reported to
activate NF-KB (58). Although
the mediators of this response have not been defined, recent evidence points
toward an IRE1/TRAF-2-dependent pathway (59) that can also activate JNK (60).
Transient expression of HLA-B27 but not HLA-B8 causes activation of UPR
promoters (36 and unpublished results). In more preliminary studies we have
evidence for UPR target gene induction in certain cells derived from HLA-B27/hB2m
transgenic rats (manuscript in preparation). Interestingly, Gu et al. have found overexpression of a
UPR target gene (BiP) in monocytic cells from inflammatory lesions of SpA
patients relative to individuals with rheumatoid arthritis (61). Furthermore,
several studies have demonstrated ‘non-antigen-presenting’ effects of B27
expression in cultured cells (62-65). While some of these effects could be
related to protein misfolding, this remains to be determined. Thus, the
relationship between B27 misfolding, a UPR and/or ER overload response, and an
inflammatory phenotype, requires further investigation. Nevertheless, taken
together these observations support the underlying hypothesis that HLA-B27
misfolding is sufficient to cause UPR activation. Relatively little is know
about the consequences of ER stress in the immune system. NF-KB activation would be expected to have significant
implications, since this transcription factor is a strong activator of many
pro-inflammatory cytokine genes. Furthermore, there are several members of the
NF-KB family whose
expression may be cell specific, and thus sequelae of NF-KB activation may differ depending on cell type. While many
of the toxins that induce a UPR also cause NF-KB
activation, this is not true of all proteins that misfold, raising the
possibility that ER overload requires a stronger or more prolonged stimulus.
With regard to the immune consequences of UPR activation, two transcription
factors that are involved (XBP1 and CHOP) can contribute to the induction of
IL-6 synthesis (57, 66) independently of NF-KB
activation. IL-6 is a pro-inflammatory cytokine with numerous immunological
effects, including influences on monocyte differentiation into macrophages and
dendritic cells (67). It will be important to confirm and extend these
observations about HLA-B27 misfolding to understand the impact of this on the
immune system in animal models and ultimately in humans.
Summary
Despite
compelling evidence that HLA-B27 is involved in the pathogenesis of
spondyloarthropathies, understanding the nature of its role has so far eluded
investigators. Although hypotheses have traditionally focused on the
physiological function of this molecule, new discoveries raise the possibility
that improper folding within the cell and/or aberrant forms expressed on the
cell surface may create a stimulus that initiates or perpetuates a chronic
inflammatory process. These disparate ideas underscore fundamental unanswered
questions such as whether immunological recognition of HLA-B27 is necessary for
the development of these disorders.
Acknowledgements
A Pfizer
Scholar Award, and grants from the Arthritis Foundation and the National
Institutes of Health have supported this work. The author would like to thank
members of his laboratory who have made important contributions to the work on
HLA-B27 misfolding.
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